Financial Promotion White Paper

Decorative pattern

 

 

 

 

What is a Financial Promotion?

A Financial Promotion is defined as being ‘an invitation or inducement to engage in investment activity, communicated by a person in the course of business‘.

 

This white paper covers

Our experts outline the different types of financial promotion, ‘real-time’ and ‘non-real time’ and look at how the two differ. They also take you through the 5 key stages of the financial promotion production and approval process to ensure you comply with FCA regulations.

 

 

 

Financial Promotion Production and Approval Process 5 key stages 

 

Stage 1 – Create financial promotion

Stage 2Ownership of financial promotions

Stage 3 – Approval

Stage 4 – Issue financial promotion

Stage 5 – Post issue review

Get the free white paper and find out how you can improve your financial promotions approval process.


Subscribe to our blog

Get all the latest blogs straight to your email inbox.

Subscribe Now
Decorative pattern