Financial Promotion White Paper
What is a Financial Promotion?
A Financial Promotion is defined as being ‘an invitation or inducement to engage in investment activity, communicated by a person in the course of business‘.
This white paper covers
Our experts outline the different types of financial promotion, ‘real-time’ and ‘non-real time’ and look at how the two differ. They also take you through the 5 key stages of the financial promotion production and approval process to ensure you comply with FCA regulations.
Financial Promotion Production and Approval Process 5 key stages
Stage 1 – Create financial promotion
Stage 2 – Ownership of financial promotions
Stage 3 – Approval
Stage 4 – Issue financial promotion
Stage 5 – Post issue review
Get the free white paper and find out how you can improve your financial promotions approval process.