What is a Financial Promotion?

A Financial Promotion is defined as being ‘an invitation or inducement to engage in investment activity, communicated by a person in the course of business‘.

This white paper covers

Our experts outline the different types of financial promotion, ‘real-time’ and ‘non-real time’ and look at how the two differ. They also take you through the 5 key stages of the financial promotion production and approval process to ensure you comply with FCA regulations.

Financial Promotion Production and Approval Process 5 key stages 

Stage 1 – Create financial promotion

Stage 2 – Ownership of financial promotions

Stage 3 – Approval

Stage 4 – Issue financial promotion

Stage 5 – Post issue review

Get the free white paper and find out how you can improve your financial promotions approval process.